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Money Talks
Money Talks: Choosing a Professional
https://www.finra.org/investors/learn-to-invest/choosing-investment-professional
Registered Financial Professionals
- Buy and sell securities for their customers, including individual investors. They are regulated by FINRA and the SEC.
Investment Advisers
- Provide advice about securities tailored to the needs of their clients. They are regulated by the SEC or state securities regulators.
Financial Planners
- Provide an array of financial services that vary from provider to provider. Regulation and licensing depends on the services offered.
Insurance Agents
- Sell life, health and property insurance policies, and other insurance products, including annuities. They are regulated by state insurance commissions.
Accountants
- Provide professional assistance with taxes and financial planning, tax reporting, auditing and management consulting. They are regulated by national and state licensing standards.
Lawyers
- Offer legal assistance to clients related to financial planning and investment decisions, and may represent clients in disputes with firms or investment professionals. They are regulated by state bar associations.
https://www.investor.gov/home/welcome-investor-gov-crs
https://www.federalreserveeducation.org/
http://moneytalks.mpbonline.org/episodes/money-talks-unemployment
Investor Bulletin: How to Select an Investment Professional
Choosing an investment professional is an important decision. This updated Investor Bulletin provides a few key tips to help you make a well-informed choice. A number of questions you should consider asking before you hire an investment professional are in the investor bulletin “Questions to Ask When Hiring an Investment Professional.” Should you have any questions, feel free to call Investor.org’s toll-free investor assistance line at 1-800-SEC-0330 or use the online question web form at https://www.sec.gov/oiea/QuestionsAndComments.html.
Tip 1. Make sure the investment professional is licensed.
Tip 2. Find out if the products and services available are right for you.
Tip 3. Understand how you’ll pay for services and products, and how your investment
Tip 4. Ask about the investment professional’s experience and credentials.
Tip 5. Ask the investment professional if he or she has had a disciplinary history with a government regulator or had customer complaints.
More episodes
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Money Talks | Social Security 2026
45:43|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives and Ryder Taff, Managing Partner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, Nancy and Ryder discuss Medicare, Social Security, signing up for the my Social Security Account, and when to start taking benefit payments. If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks| Innovate Mississippi
47:23|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives, Ryder Taff, Managing Partner at New Perspectives, and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, Ryder and Meredith talk about entrepreneurship with Victor Robinson from Innovate Mississippi. If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks| The Psychology of Money
47:45|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives, Ryder Taff, Managing Partner at New Perspectives, and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, Ryder and Meredith talk about some of the financial lessons found in the book, The Psychology of Money by Morgan Housel. If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks| Dividends
49:24|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives, Ryder Taff, Managing Partner at New Perspectives, and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, dividends are explained and broken down for investors.If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks| ETF - Exchange Traded Funds
48:43|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives, Ryder Taff, Managing Partner at New Perspectives, and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, ETFs, exchange-traded funds, are explained and broken down for investors.If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks| Economic Education
47:09|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives, Ryder Taff, Managing Partner at New Perspectives, and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, Nancy and Meredith invite the President of The Mississippi Council on Economic Education. If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks| Housing and Mortages
46:56|Money Talks is hosted by Ryder Taff, Managing Partner at New Perspectives and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org.
Money Talks| Roth Conversions
49:27|Money Talks is hosted by Dr Nancy Lottridge Anderson, President of New Perspectives and Ryder Taff, Managing Partner at New Perspectives. To email a question to the show, send it to money@mpbonline.org.In this episode, we talk about Roth conversions, credit, and answer your finance questions.If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.
Money Talks | Teaching kids about personal finance
48:25|Money Talks is hosted by Ryder Taff, Managing Partner at New Perspectives and Meredith DeLaune, Financial Planner at New Perspectives. To email a question to the show, send it to money@mpbonline.org. In this episode, they talk about teaching kids good money management habits. If you enjoy listening to this podcast, please consider contributing to MPB. https://donate.mpbfoundation.org/mspb/podcast.